Seize
the day: Lenin's legacy
In 1917, fighting against the tide of Bolshevik
opinion, Lenin claimed that there is no 'proper time' for revolution, simply
emerging opportunities which must be seized. In the latest exclusive essay from
the London Review of Books, Slavoj Zizek argues that the left today needs
Lenin's lessons more than ever.
Tuesday July 23, 2002
Lenin by Hélène Carrère d'Encausse, translated by George Holoch. Holmes
& Meier, 371 pp, £35, 2001, 0 8419 1412 5
The left is undergoing a
shattering experience: the progressive movement is being compelled to reinvent
its whole project. What tends to be forgotten, however, is that a similar
experience gave birth to Leninism. Consider Lenin's shock when, in the autumn
of 1914, every European social democratic party except the Serbs' followed the
'patriotic line'. How difficult it must have been, at a time when military
conflict had cut the European continent in half, not to take sides. Think how
many supposedly independent-minded intellectuals, Freud included, succumbed, if
only briefly, to the nationalist temptation.
In 1914, an entire world
disappeared, taking with it not only the bourgeois faith in progress, but the
socialist movement that accompanied it. Lenin (the Lenin of What Is to Be Done?)
felt the ground fall away from beneath his feet - there was, in his desperate
reaction, no sense of satisfaction, no desire to say "I told you so."
At the same time, the catastrophe made possible the key Leninist Event: the
overcoming of the evolutionary historicism of the Second International. The
kernel of the Leninist 'utopia' - the radical imperative to smash the bourgeois
state and invent a new communal social form without a standing army, police
force or bureaucracy, in which all could take part in the administration of
social matters - arises directly from the ashes of 1914. It wasn't a
theoretical project for some distant future: in October 1917, Lenin claimed
that "we can at once set in motion a state apparatus consisting of 10 if
not 20 million people." What we should recognise is the 'madness' (in the
Kierkegaardian sense) of this utopia - in this context, Stalinism stands for a
return to 'common sense'. The explosive potential of The State and Revolution
can't be overestimated: in its pages, as Neil Harding wrote in Leninism (1996),
"the vocabulary and grammar of the Western tradition of politics was
abruptly dispensed with."
What followed can be
called, borrowing the title of Althusser's text on Machiavelli, la solitude de
Lenine: a time when he stood alone, struggling against the current in his own
party. When, in his April Theses of 1917, Lenin identified the Augenblick, the
unique chance for a revolution, the initial response on the part of a large
majority of his party colleagues was either stupor or contempt. No prominent
Bolshevik leader supported his call to revolution, and the editorial board of
Pravda took the extraordinary step of dissociating themselves and the Party
from Lenin's proposals. Bogdanov characterised the April Theses as "the
delirium of a madman"; Nadezhda Krupskaya concluded: "I am afraid it
looks as if Lenin has gone crazy."
Indispensable though
Lenin's personal intervention was, the story of the October Revolution should
not be turned into the myth of a lone genius. Lenin succeeded because his
appeal, while bypassing the party nomenklatura, was understood at the level of
revolutionary micropolitics: local committees were set up throughout Russia's
big cities, determined to ignore the authority of the 'legitimate' government
and to take things into their own hands.
In the spring of 1917,
Lenin was fully aware of the paradox of the situation: now that the February
Revolution had toppled the tsarist regime, Russia was the most democratic
country in Europe, with an unprecedented degree of mass mobilisation, and
freedom of organisation and of the press - and yet this freedom made everything
ambiguous. If there is a common thread running through everything Lenin wrote
between the February and October Revolutions, it is his insistence on the gap
that separates the political struggle from its definable goals: immediate
peace, the redistribution of land and, of course, the giving over of "all
power to the soviets", that is, the dismantling of existing state
apparatuses and their replacement with new commune-like forms of social
management. This is the gap between revolution in the sense of the imaginary
explosion of freedom at the sublime moment of universal solidarity when
"everything seems possible," and the hard work of social reconstruction
which must be performed if this explosion is to leave any traces in the social
edifice.
This gap - which recalls
the interval between 1789 and 1793 in the French Revolution - is the space of
Lenin's unique intervention. The fundamental lesson of revolutionary
materialism is that revolution must strike twice. It is not that the first
moment has the form of a revolution, with the substance having to be filled in
later, but rather the opposite: the first revolution retains the old mindset,
the belief that freedom and justice can be achieved if we simply use the
already-existing state apparatus and its democratic mechanisms, that the 'good'
party might win a free election and implement the socialist transformation
'legally'. (The clearest expression of this illusion is Karl Kautsky's thesis,
formulated in the 1920s, that the logical form of the first stage leading from
capitalism to socialism would be a parliamentary coalition of bourgeois and
proletarian parties.) Those who oscillate, and are afraid to take the second
step of overcoming the old forms, are those who (in Robespierre's words) want a
"revolution without revolution".
In his writings of 1917,
Lenin saves his most acerbic irony for those who engage in a vain search for
some kind of guarantee for the revolution, either in the guise of a reified
notion of social necessity ("it's too early for the socialist revolution,
the working class isn't yet mature"), or of a normative, democratic
legitimacy ("the majority of the population isn't on our side, so the
revolution would not really be democratic"). It is as if the revolutionary
agent requires the permission of some representative of the Other before he
risks seizing state power. For Lenin, as for Lacan, the revolution 'ne
s'autorise que d'elle-même'. The wariness of taking power prematurely, the
search for a guarantee, is an expression of fear before the abyss. This is what
Lenin repeatedly denounces as "opportunism": an inherently false
position which hides fear behind a protective screen of supposedly objective
facts, laws or norms. The first step in combatting it is to announce clearly:
"What, then, is to be done? We must aussprechen was ist, 'state the
facts', admit the truth that there is a tendency, or an opinion, in our central
committee . . ."
What happened when Lenin
became more conscious of the limitations of Bolshevik power? Here a contrast
should be drawn between Lenin and Stalin. In Lenin's very last writings, long
after he renounced the utopia of State and Revolution, there are the contours
of a modest 'realistic' project for the Bolsheviks. Given the economic
underdevelopment and cultural backwardness of the Russian masses, there was, he
realised, no way for Russia to "pass directly to socialism". All that
Soviet power could do was to combine the moderate politics of "state
capitalism" with the cultural education of the peasant masses. Facts and
figures revealed "what a vast amount of urgent spadework we still have to
do to reach the standard of an ordinary west European civilised country . . .
We must bear in mind the semi-Asiatic ignorance from which we have not yet
extricated ourselves." Lenin repeatedly warns against the direct
"implantation of communism": "Under no circumstances should we
immediately introduce strictly communist ideas into the countryside. As long as
the countryside lacks the material basis for communism, it will be harmful, in
fact, I should say, fatal, for communism to do so." His recurrent motif
is: "The most harmful thing here would be haste." Against this insistence
on "cultural revolution", Stalin opted for the anti-Leninist notion
of "building socialism in one country".
This doesn't mean,
however, that Lenin silently adopted the Menshevik criticism of Bolshevik
utopianism, that revolution must follow a preordained course, and can occur
only when the necessary material conditions are in place. Lenin realises,
writing in the early 1920s, that the main task for the Bolsheviks is to meet
the responsibilities of a progressive bourgeois regime (the universal provision
of education and so on). However, the fact that the agent of development is
proletarian revolutionary power changes the situation fundamentally: there is a
chance that these measures will be implemented in such a way as to throw off
their bourgeois ideological framework - education will serve the people, rather
than being a mask for the promotion of bourgeois class interests. The properly
dialectical paradox is that the very hopelessness of the Russian situation (the
backwardness that compels the proletarian power to engage in the bourgeois
civilising process) can be turned into an advantage: "What if the complete
hopelessness of the situation, by stimulating the efforts of the workers and
peasants tenfold, offered us the opportunity to create the fundamental
requisites of civilisation in a different way from that of west European
countries?"
We have, then, two
incompatible models of the revolution: to wait for the moment of the final
crisis, when revolution will explode "at its own proper time" according
to the necessity of historical evolution; or to assert that revolution has no
"proper time", that the opportunity for it is something that emerges
and has to be seized. Lenin insists that the extraordinary set of
circumstances, like those in Russia in 1917, can provide a way to undermine the
norm itself. I would argue that this belief is more persuasive today than ever.
We live in an era when the state and its apparatuses, including its political
agents, are less and less able to articulate key issues. The illusion that the
pressing problems facing Russia in 1917 (peace, land distribution etc) could
have been solved through parliamentary means is in effect the same as today's
illusion that the ecological threat can be avoided by applying market logic (making
polluters pay for the damage they cause).
How, then, does Hélène
Carrère d'Encausse's new study stand in the light of all this? Her basic
approach is that, now communism is over, it is time for an objective assessment
of Lenin's contribution. Within these co-ordinates, the book tries to give
Lenin his due. Carrère d'Encausse makes it clear that the Stalinist state
apparatus grew out of the NEP compromise. If the state was to step back and
make room for the market, private property and so on, it had to achieve a
tighter control of society so that the gains of the revolution would not be
endangered by the emerging new classes. A capitalist economic infrastructure
was to be counterbalanced by a socialist political and ideological
superstructure.
Carrère d'Encausse also
foregrounds how, in the struggle to succeed Lenin, Trotsky, Bukharin and the
rest had nothing but contempt for Stalin's new administrative role as general
secretary, dismissing him as a mere manager: they failed to appreciate the
power that went with the post. When, in 1922, Lenin submitted to Pravda the
article Better Fewer, but Better, which was directed against Stalin's
authoritarianism, Bukharin, the editor-in-chief, saw no reason to publish it;
one member of the Politburo suggested that they print a single copy of the
paper containing the text, and give it to Lenin.
On the national question,
Carrère d'Encausse writes that Lenin unconditionally opposed the nationalism of
large countries and endorsed the right to sovereignty of small nations,
independently of who was in control of them. For Russia itself, he advocated a
policy that would favour the oppressed small nations - "a sort of
affirmative action before the fact". Today, this stance is more resonant
than ever. It is no surprise that anti-Americanism in Europe is most clearly
discernible in the 'big' nations. The complaint is often made that
globalisation threatens the sovereignty of nation states; but it is not the
small states so much as the second-rank (ex-)world powers - countries like the
UK, Germany and France - which fear that, once fully immersed in the newly
emerging global empire, they will be reduced to the same level as, say,
Austria, Belgium or even Luxembourg. The hostility to Americanisation in
France, expressed by both leftists and right-wing nationalists, is ultimately a
refusal to accept the fact that France is losing its hegemonic role in Europe.
The levelling of larger
and smaller nation-states should be counted among the beneficial effects of
globalisation: the contempt shown in the west for the post-communist eastern
European states betrays a wounded narcissism. Interestingly, the same logic was
at work in the former Yugoslavia: not only Serbs, but most of the western
powers, thought Serbia alone had enough substance to form a state on its own.
Throughout the 1990s, even the radical democratic critics of Milosevic who
rejected Serb nationalism acted on the presupposition that only Serbia, after
overthrowing Milosevic, could become a thriving democracy; the other ex-Yugoslav
nations were too provincial to do so. This brings to mind Engels's dismissal of
the small Balkan nations as reactionary relics.
On Lenin's personality,
Carrère d'Encausse rehashes all the old arguments about his ruthless cruelty
and indifference towards mass suffering, but discussing the fate of the
Worker's Opposition in 1921, she does note that "this was another example
of Lenin's singular method, consisting of eliminating not his opponents but
their ideas, allowing the losers to remain in the governing bodies." It's
hard to imagine a stronger contrast to Stalinist policies. Lenin's detractors
like to evoke his reaction to Beethoven's Appassionata - he started to cry,
then claimed that a revolutionary cannot afford such sentimentality - as proof of
his excessive powers of self-control. However, might this anecdote not simply
bear witness to an extreme sensitivity, and Lenin's knowledge that it needed to
be kept in check for the sake of the political struggle?
In their very triviality,
the details of the Bolsheviks' daily lives in 1917 and the following years make
it obvious how different they were from the Stalinist nomenklatura. Leaving his
flat for the Smolny Institute, on the evening of 24 October 1917, Lenin took a
tram and asked the conductress if there was any fighting going on in the city
centre that day. In the years immediately after the October Revolution, he
mostly travelled around in a car with only his driver and bodyguard Gil for
protection; they were shot at, stopped by the police and arrested (the
policemen did not recognise Lenin). Once, after a visit to a school in the
suburbs, bandits posing as police stole the car, and Lenin and Gil had to walk
to the nearest police station to report the theft. On 30 August 1918, Lenin was
shot while talking to workers outside a factory he had just visited. Gil drove
him to the Kremlin, where there were no doctors; Nadezhda Krupskaya suggested
that someone should run out to the nearest grocer's shop for a lemon.
As to Lenin's historical
achievement, Carrère d'Encausse rightly emphasises that his genius lay in his
ability to move beyond the typical narrative of the revolution, in which a
brief, ecstatic explosion of utopian energy is followed by a sobering morning
after. Lenin possessed the strength to prolong the utopian moment. Nowhere in
his work is there any trace of what Lacan called the "narcissism of the
lost cause", displayed by those who cannot wait for the revolution to fail
so that they might admire and bemoan it. This is what made Lenin the politician
of the 20th century - the century of the passion of the real.
As Alain Badiou has said,
whereas the 19th century was characterised by utopian or 'scientific' projects
and ideals which were to be fulfilled in the future, the 20th aimed at delivering
the thing itself, at realising the longed-for New Order. The ultimate and
defining experience of the 20th century was the direct experience of the real
as distinct from everyday social reality - the real, in its extreme violence,
is the price to be paid for peeling off the deceiving layers of reality.
Recalling the trenches of the first world war, Ernst Jünger celebrated
face-to-face combat as the authentic intersubjective encounter: authenticity
resides in the act of violent transgression, whether in the form of an
encounter with the Lacanian real - the thing Antigone confronts when she
violates the order of the city - or of Bataillean excess. In the domain of
sexuality, the icon of this passion of the real is Oshima's Ai No Corrida, in
which the couple's love is radicalised into mutual torture and eventually death
- a clear echo of Bataille's Story of the Eye. Another example would be the
hardcore websites that allow you to observe the inside of a vagina from the
vantage point of a tiny camera at the tip of a penetrating dildo. When one gets
too close to the desired object, erotic fascination turns into disgust at the
real of the bare flesh. Walking to his theatre in July 1956, Brecht passed a
column of Soviet tanks rolling towards the Stalinallee to crush the workers'
rebellion. He waved at them and later that day wrote in his diary that, at that
moment, he was for the first time in his life tempted to join the Communist
party - an exemplary case of the passion of the real. It wasn't that Brecht supported
the military action, but that he perceived and endorsed the violence as a sign
of authenticity.
According to Badiou, the
underlying premise of our post-political era, in which the administration of
social affairs is replacing politics proper, is, to put it bluntly, that the
20th century did not take place. What took place in those tormented years was a
monstrous futile passion, a contingent deviation, the ultimate results (and
truth) of which were the Gulag and the Holocaust. The conclusion to be drawn is
that attempts to change society for the Good result merely in radical Evil, the
only Absolute admitted today. The way to lead our lives is therefore along the
path of pragmatic compromise, cynical wisdom, awareness of our limitations,
resistance to the temptation of the Absolute. Against this attitude, fidelity
to Lenin's legacy compels us to insist that the 20th century was not just a
contingent aberration, but an explosion of emancipatory potential. The true
difficulty - and the task of authentic theory - is to link together this
explosion and its tragic outcome.
In her attempt to
normalise Lenin, to reduce him to one historical figure among many to be
dispassionately assessed, Carrère d'Encausse misses Lenin's real breakthrough,
the Event of Lenin, which cannot be reduced to, or accounted for, in terms of
tragic historical circumstances - it takes place in another dimension. Carrère
d'Encausse's failure to appreciate this is most evident in her treatment of The
State and Revolution, where she rehashes the boring argument about Lenin's
oscillation between support for revolutionary spontaneity and recognition of
the need for the controlling influence of the party elite. She makes it clear
that the Bolsheviks' Decree of Peace, issued immediately after the October
Revolution, inaugurated a new politics that bypassed the state: it was
addressed not to other states, but directly to the people, to society as a
whole. What she fails to recognise is that at the core of The State and
Revolution is the same vision, of a societal self-organisation that bypasses
state mechanisms. This puts into perspective the alleged contradiction between
Lenin's elitism (his belief that enlightened professionals should import class
consciousness to the working class) and the "undisguised call for
spontaneity" in The State and Revolution. Not unlike Adorno, who argued
that spontaneous enjoyment is the most difficult thing to achieve in modern
society, Lenin was fully aware that true spontaneity is very rare: in order to
achieve it, one must get rid of false, imposed ideological spontaneity. His
position was, therefore: within the realm of the state, a Bolshevik
dictatorship; outside it, popular 'spontaneity'.
On 7 November 1920, on the
third anniversary of the October Revolution, a re-enactment of the Storming of
the Winter Palace was performed in Petrograd. Tens of thousands of workers,
soldiers, students and artists had worked round the clock, living on kasha
(tasteless porridge), tea and frozen apples, to prepare the performance, which
took place just where the original event had occurred. Their work was
coordinated by army officers, as well as avant-garde artists, musicians and
directors, from Malevich to Meyerhold. Although this was theatre and not
'reality', the soldiers and sailors who took part played themselves. Many of
them had not only participated in 1917, but were, at the time of the
performance, fighting in the civil war - Petrograd was under siege in 1920 and
suffering from severe food shortages. A contemporary commented: "The
future historian will record how, throughout one of the bloodiest and most
brutal revolutions, all of Russia was acting"; the Formalist theoretician
Viktor Shklovsky noted that "some kind of elemental process is taking
place where the living fabric of life is being transformed into the
theatrical." Such performances - particularly in comparison with Stalin's
celebratory Mayday parades - are evidence that the October Revolution was not a
simple coup d'état carried out by a small group of Bolsheviks, but an event
that unleashed a tremendous emancipatory potential.
Other elements of Lenin's
breakthrough retain their force today: his critique of "Leftism as the
Child Illness of Communism", for example, and his stance against
economism. He was aware that political "extremism" or "excessive
radicalism" should always be understood as evidence of an
ideologico-political displacement, indicating the limitations on what it was
possible actually to achieve. The Jacobins' recourse to the Terror was a
hysterical acting out, evidence of their inability to disturb the fundamentals
of the economic order (private property etc). Today's 'excesses' of political
correctness similarly reveal an inability to overcome the actual causes of
racism and sexism. Perhaps the time has come to question the belief held by
many modern leftists that political totalitarianism somehow results from the
predominance of material production and technology over human relations and
culture. What if the exact opposite is the case? What if political 'terror'
signals precisely that the sphere of material production has been subordinated
to politics? Perhaps, in fact, all political 'terror', from the Jacobins to the
Maoist Cultural Revolution, presupposes the displacement of production onto the
terrain of political battle.
Lenin's opposition to
economism is crucial today, given the divided views held on economic matters in
(what remains of) radical circles: on the one hand, politicians have abandoned
the economy as the site of struggle and intervention; on the other, economists,
fascinated by the functioning of today's global economy, preclude any
possibility of political intervention. We seem to need Lenin's insights more
than ever: yes, the economy is the key domain - the battle will be decided there;
one has to break the spell of global capitalism - but the intervention should
be properly political, not economic. Today, when everyone is anti-capitalist -
even in Hollywood, where several conspiracy movies (from Enemy of the State to
The Insider) have recently been produced in which the enemy is the big
corporation and its ruthless pursuit of profit - the label has lost its
subversive sting.
In the end, the universal
appeal to freedom and democracy, the belief that they will save us from the
abuses of capitalism, will have to be challenged. Liberal democracy, in truth,
is the political arrangement under which capital thrives best. This is Lenin's
ultimate lesson: it is only by throwing off our attachment to liberal
democracy, which cannot survive without private property, that we can become
effectively anti-capitalist. The disintegration of communism in 1990 confirmed
the 'vulgar' Marxist thesis that the economic base of political democracy is
the private ownership of the means of production - that is, capitalism with its
attendant class distinctions. The first urge after the introduction of
political democracy was privatisation, the frantic effort to find - at any
price, in whatever way - new owners for the property that had been nationalised
when the communists took power: former apparatchiks, mafiosi, whoever, just to
get a 'base' for democracy. But all this is taking place too late - at exactly
the moment when, in the first world post-industrial societies, private
ownership has started to lose its central regulating role.
John Berger recently wrote
about a French advert for an internet broker called Selftrade. Under an image
of a solid gold hammer and sickle studded with diamonds, the caption reads:
"And if the stock market profited everybody?" The strategy is
obvious: today, the stock market fulfils the egalitarian communist agenda -
everybody can participate in it. Berger proposes a comparison: "Imagine a
communications campaign today using an image of a swastika cast in solid gold
and embedded with diamonds! It would, of course, not work. Why? The swastika
addressed potential victors, not the defeated. It invoked domination not
justice." In contrast, the hammer and sickle invokes the hope that
"history would eventually be on the side of those struggling for fraternal
justice". At the very moment this hope is proclaimed dead according to the
hegemonic ideology of the "end of ideologies", a paradigmatic
post-industrial enterprise (is there anything more post-industrial than dealing
in stocks on the internet?) mobilises it once more. The hope continues to haunt
us.
· Slavoj Zizek, a professor of
philosophy at the University of Ljubljana, edited Revolution at the Gates:
Selected Writings of Lenin from 1917 for Verso. His books include Did Somebody
Say Totalitarianism? and Everything You Always Wanted to Know about Lacan (But
Were Afraid to Ask Hitchcock).
· To read more online essays from
the current edition of the London Review of Books visit the LRB. The extensive online archive
of essays from the past includes Alan Bennett's Diary and much more.
http://books.guardian.co.uk/lrb/articles/0,6109,761903,00.html